Ensure compliance with relevant regulatory affairs standards and regulations, maintain comprehensive records, collaborate with stakeholders, and handle regulatory interactions.

- Critical Thinking - Business Analytics - Communication Skills - Problem Solving - Fluent written and spoken English

• Ensure compliance with relevant regulations and ethical standards in all business activities. • Maintain accurate and comprehensive records of all communications related to compliance matters, including investigations, training materials, and regulatory interactions. • Collaborate effectively with internal departments (e.g., audit, risk management) and external stakeholders (e.g., regulators) on compliance matters, fostering a culture of ethical conduct. • Coordinate to ensure continuous professional education for licensed staff by monitoring CPE requirements, identifying relevant training programs, and facilitating attendance. • Ensure the firm's regulatory membership subscriptions and annual license are renewed. • Coordinate the annual submission of firm-wide data to the regulatory bodies in a timely and accurate manner. • Perform other duties within the scope as assigned by his/her Performance Manager. • Assume the authorities assigned to him/her. • Stay up to date with the latest developments in his/her area of expertise.